Business Background:

President, Treece Investment Advisory Corp., 1988 to present

President, Treece Financial Services Corp., 1988 to present

President, Treece Holding & Management Company, 1986 to present

Owner, Douglas Allen & Associates, 1979 to present

Owner, Treece Properties, LLC, 2003 to present

Owner, N731PC, LLC, 2002 to present

Exams and Designations:

NASAA Series 63, Uniform Securities Agent State Law Examination, 1988;

FINRA Series 27, Financial and Operations Principal, 1988;

FINRA Series 24, General Securities Principal Examination, 1988;

FINRA Series 7, General Securities Representative Examination, 1988;

FINRA Series 4, Registered Options Principal, 1988.

Treece Investment Advisory Corp. is registered with the Securities and Exchange Commission,

Treece Financial Services Corp. is a member of the Financial Industry Regulatory Authority (FINRA) and the Securities Investor Protection Corporation.

Educational and Business Standards

Advisory persons associated with Treece Investment Advisory Corp. must possess, minimally, appropriate business experience and all required licenses.

About Dock Treece

Dock D. Treece was born August 17, 1950 in Tennessee. Mr. Treece moved to Monroe, Michigan in 1968 after graduating from Powell Valley High School. From 1969 until 1973, Mr. Treece attended Henry Ford Community College while working for Ford Motor Co.

Mr. Treece began his career in securities in 1979 when, along with William R. Pintaric, he incorporated WRP Investment Advisory Service. Inc., a registered investment advisory service and served as President. Mr. Treece also joined WRP Investments, Inc. that same year as a Registered Representative.

In 1985, Mr. Treece purchased all of the outstanding shares of WRP Investment Advisory Service, Inc., and in 1988 changed the name of the corporation to Treece Investment Advisory Corp. to reflect the new ownership. In addition, in 1988 Mr. Treece incorporated and became president of Treece Financial Services Corp., a licensed broker/dealer. Treece Financial Services Corp. is a member of the Financial Industry Regulatory Authority (FINRA) and the Securities Investor Protection Corporation.

In addition to his work with Treece Investment Advisory Corp, Mr. Treece is a business analyst used often by local television and radio stations and does “on-the-air” commentary on business developments. In the 1980s Mr. Treece taught Personal Financial Management through the Department of Continuing Education of the University of Toledo. He is a licensed private pilot, and he is a former or active member of several charitable organizations, including Big Brothers/Big Sisters of Northwestern Ohio, Toledo Opera Association, Toledo Jaycees, Sylvania Chamber of Commerce, Sylvania Rotary, Toledo Crittenden Services Board, Lions Club, Zenobia Shrine, Toledo Museum of Art and the Better Business Bureau.

Active or Former Memberships:

Olivet Lutheran Church
Big Brothers/Big Sisters
Toledo Opera Association
Toledo Jaycees
Toledo Chamber of Commerce
Toledo Crittenton Services Board
Lions Club
Barton Smith Lodge
Zenobia Shrine
Toledo Museum of Art
Better Business Bureau
March of Dimes;
Sylvania City Board of Education
Sylvania Community Improvement Corporation
Sylvania Academic Excellence Foundation
Sylvania Community Services Corporation
Sylvania Rotary
Sylvania Chamber of Commerce

Community Involvement:

Mr. Treece completed a four-year term as Sylvania Township Trustee and was elected to the Board of Directors of the Toledo Metropolitan Area Council of Governments (TMACOG), in 2001. Dock D. Treece has also served as President of the Lucas County Township Association and as a member of the Coalition of Large Ohio Urban Townships (CLOUT).